Regulatory Disclosure

Overview

Cube Consumer Services Pvt. Ltd. ("Cube Wealth") is committed to maintaining the highest standards of compliance with applicable laws and regulations governing the financial services industry. This Regulatory Disclosure outlines our adherence to regulatory requirements and our commitment to transparency in our operations.

Regulatory Compliance

Cube Wealth holds MF distribution certificate issued by AMFI (Association of Mutual Funds in India) to provide useful knowledge and insights about mutual funds and other investment plans.

Compliance and Audits

We have established a robust compliance framework to ensure that all our activities are conducted in accordance with regulatory standards. Our compliance team regularly monitors and reviews our operations to ensure ongoing adherence to regulations. We also undergo periodic audits to assess the effectiveness of our compliance measures.

Risk Disclosure

Investing in financial products involves risk, and it is important for our clients to understand the nature of these risks. Cube Wealth does not guarantee returns on any investments, and past performance is not indicative of future results. Clients are advised to review all product documentation and consult with our advisors to make informed investment decisions.

Client Suitability

Cube Wealth follows a client suitability framework to ensure that the financial products recommended to our clients align with their investment goals, risk tolerance, and financial situation. We assess each client’s profile before making any investment recommendations.

Disclosure of Conflicts of Interest

Cube Wealth is committed to managing any potential conflicts of interest that may arise in the course of providing services to our clients. We disclose any material conflicts of interest that may affect our impartiality or objectivity. Our clients are informed of any such conflicts, and we take steps to mitigate their impact.

Data Protection and Privacy

We adhere to the highest standards of data protection and privacy as required by law. Cube Wealth is committed to safeguarding your personal and financial information. Our privacy practices are detailed in our Privacy Policy, which outlines how we collect, use, and protect your data.

Client Grievance Redressal

Cube Wealth has established a dedicated grievance redressal mechanism to address any concerns or complaints from our clients. We are committed to resolving all client grievances promptly and in coordination with our partners or advisors. Clients can reach out to our support team at support@bankoncube.com for assistance.

Amendments to Regulatory Disclosure

Cube Wealth reserves the right to update this Regulatory Disclosure as necessary to reflect changes in regulations or our business operations. Any amendments will be promptly communicated to our clients and posted on our website.